Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Ellis Carter | 1833030 | 3 | 01/31/2008 | Customer Dispute | Denied | $360,919.00 | $0.00 | See FINRA Report |
| Mark Ellis Carter | 1833030 | 3 | 10/23/2006 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Mark Ellis Carter | 1833030 | 3 | 03/07/2004 | Customer Dispute | Denied | $85,270.80 | $0.00 | See FINRA Report |