Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Vincent Kromer | 1448765 | 6 | 08/02/2011 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Robert Vincent Kromer | 1448765 | 6 | 04/09/1996 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Vincent Kromer | 1448765 | 6 | 06/09/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Vincent Kromer | 1448765 | 6 | 06/03/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Vincent Kromer | 1448765 | 6 | 11/26/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert Vincent Kromer | 1448765 | 6 | 11/21/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |