Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Blake Solinsky | 4715268 | 8 | 07/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 11/14/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Nelson Rasbach | 1204704 | 4 | 04/26/2012 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Matthew J Nielsen | 2762423 | 7 | 11/11/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert A Brewer | 2285559 | 3 | 03/07/2011 | Customer Dispute | Settled | $146,000.00 | $0.00 | See FINRA Report |
| Joseph Santoro | 2052366 | 2 | 09/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Douglas E Dort | 2892471 | 1 | 09/21/2010 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Henry Joseph O'Brien | 1158552 | 5 | 08/31/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Eric Manuel Vallejo | 1754908 | 4 | 05/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |