Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Richards | 1339012 | 7 | 01/02/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Douglas Blake Solinsky | 4715268 | 8 | 12/29/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Krishna Chaitanya Grandi | 5511980 | 1 | 03/23/2017 | Customer Dispute | Settled | $192,000.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 03/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Rowell Fraser | 6975700 | 2 | 12/22/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Richard S Siminou | 5605796 | 5 | 11/10/2016 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Douglas Blake Solinsky | 4715268 | 8 | 07/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |