Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark John Williams | 4061842 | 6 | 04/05/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mark John Williams | 4061842 | 6 | 03/21/2022 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 12/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 08/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Blake Solinsky | 4715268 | 8 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Blake Ryan Fowler | 6488551 | 1 | 05/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher Brian Carolan | 4402629 | 1 | 01/13/2021 | Customer Dispute | Settled | $56,463.30 | $0.00 | See FINRA Report |
| Tyler Thomas Bashaw | 4922569 | 1 | 07/14/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |