Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Oliver Claude Ware | 1226499 | 6 | 09/19/1995 | Customer Dispute | Settled | $144,963.00 | $0.00 | See FINRA Report |
| Donald Patrick Skinner | 1448818 | 2 | 04/12/1994 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jody Joseph Eisenman | 1263068 | 3 | 08/24/1992 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 08/13/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alan Frank Pacella | 1689031 | 2 | 12/12/1991 | Customer Dispute | Award / Judgment | $67,000.00 | $15,704.80 | See FINRA Report |
| Jody Joseph Eisenman | 1263068 | 3 | 11/01/1991 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Keith John Yonkers | 1059819 | 2 | 10/17/1990 | Customer Dispute | Award / Judgment | $5,788.71 | $5,788.71 | See FINRA Report |
| David A Morris | 5747041 | 1 | 09/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Alan Dudurich | 724748 | 2 | 11/15/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |