Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew J Nielsen | 2762423 | 7 | 11/11/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert A Brewer | 2285559 | 3 | 03/07/2011 | Customer Dispute | Settled | $146,000.00 | $0.00 | See FINRA Report |
| Robert A Brewer | 2285559 | 3 | 06/29/2009 | Customer Dispute | Settled | $133,000.00 | $0.00 | See FINRA Report |
| Robert A Brewer | 2285559 | 3 | 02/17/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 08/15/2008 | Customer Dispute | Settled | $8,489.00 | $0.00 | See FINRA Report |
| Jonathan David Diamond | 4702528 | 1 | 07/01/2008 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Robert Leonard Defreze | 1051820 | 2 | 09/22/2004 | Customer Dispute | Settled | $1,085,000.00 | $0.00 | See FINRA Report |
| Robert Leonard Defreze | 1051820 | 2 | 04/19/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 04/02/2001 | Customer Dispute | Settled | $411,879.00 | $0.00 | See FINRA Report |