Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Seth Mayer | 4034321 | 10 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 12/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 08/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Blake Solinsky | 4715268 | 8 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 12/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Blake Solinsky | 4715268 | 8 | 09/25/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ariel Aponte | 5362367 | 2 | 08/09/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ariel Aponte | 5362367 | 2 | 05/17/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 04/26/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |