Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jacob Cunningham Wilson | 6983627 | 1 | 07/05/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
David A Morris | 5747041 | 1 | 09/10/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |