Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Manuel Vallejo | 1754908 | 4 | 05/27/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Alan Frank Pacella | 1689031 | 2 | 09/08/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Manuel Vallejo | 1754908 | 4 | 07/25/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Manuel Vallejo | 1754908 | 4 | 03/14/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edwards Grimm | 2702276 | 3 | 02/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edwards Grimm | 2702276 | 3 | 12/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 09/25/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 07/28/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Patrick Skinner | 1448818 | 2 | 01/23/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Alan Dudurich | 724748 | 2 | 11/15/1985 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |