Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel M King | 5954543 | 5 | 01/02/2024 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard S Siminou | 5605796 | 5 | 09/18/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard S Siminou | 5605796 | 5 | 08/31/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 08/21/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 07/17/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Blake Solinsky | 4715268 | 8 | 06/29/2023 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Conrad Kenneth Branson | 2939162 | 2 | 08/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 09/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Rowell Fraser | 6975700 | 2 | 05/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |