Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lacey E Buteyn | 4420482 | 2 | 11/03/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Blake Ryan Fowler | 6488551 | 1 | 05/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Santoro | 2052366 | 2 | 08/31/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia A Pulver | 2679744 | 3 | 12/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia A Pulver | 2679744 | 3 | 12/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Norman Lee Anderson | 843908 | 1 | 08/07/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 05/26/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dominick Vincent Pullano | 1003659 | 1 | 03/11/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Manuel Vallejo | 1754908 | 4 | 10/23/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jody Joseph Eisenman | 1263068 | 3 | 05/01/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |