Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Nelson Rasbach | 1204704 | 4 | 04/24/2018 | Customer Dispute | Denied | $14,820.00 | $0.00 | See FINRA Report |
| Christopher S Brown | 5859612 | 1 | 03/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Regina Luisa Faison | 2197915 | 1 | 09/29/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Joseph Santoro | 2052366 | 2 | 09/29/2010 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 11/03/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Cynthia A Pulver | 2679744 | 3 | 07/11/2006 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Kevin Matthew Beauchamp | 4509978 | 1 | 08/25/2005 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 07/26/2005 | Customer Dispute | Denied | $22,653.50 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/03/2004 | Customer Dispute | Denied | $14,678.70 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 11/07/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |