Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Leonard Defreze | 1051820 | 2 | 09/22/2004 | Customer Dispute | Settled | $1,085,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/03/2004 | Customer Dispute | Denied | $14,678.70 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 11/07/2003 | Customer Dispute | Denied | $40,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 03/11/2003 | Customer Dispute | Denied | $93,971.00 | $0.00 | See FINRA Report |
| Robert Leonard Defreze | 1051820 | 2 | 04/19/2002 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 06/08/2001 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 04/02/2001 | Customer Dispute | Settled | $411,879.00 | $0.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 09/18/2000 | Customer Dispute | Award / Judgment | $30,945.60 | $0.00 | See FINRA Report |
| Keith John Yonkers | 1059819 | 2 | 11/23/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Matthew Joseph Ronan | 1765142 | 1 | 02/08/1999 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |