Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert A Brewer | 2285559 | 3 | 02/17/2009 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 11/03/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 10/13/2008 | Customer Dispute | Closed-No Action | $70,843.10 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 08/15/2008 | Customer Dispute | Settled | $8,489.00 | $0.00 | See FINRA Report |
| Jonathan David Diamond | 4702528 | 1 | 07/01/2008 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Brian Marcus Herman | 1927274 | 1 | 11/27/2006 | Customer Dispute | Award / Judgment | $100,000.00 | $25,000.00 | See FINRA Report |
| Cynthia A Pulver | 2679744 | 3 | 07/11/2006 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Kevin Matthew Beauchamp | 4509978 | 1 | 08/25/2005 | Customer Dispute | Denied | $7,800.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 07/26/2005 | Customer Dispute | Denied | $22,653.50 | $0.00 | See FINRA Report |
| Thomas Edwards Grimm | 2702276 | 3 | 05/19/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |