Our Staff has compiled our research into a database of FINRA Broker Disclosures for Kingswood Capital Partners, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian Marcus Herman | 1927274 | 1 | 11/27/2006 | Customer Dispute | Award / Judgment | $100,000.00 | $25,000.00 | See FINRA Report |
| Oliver Claude Ware | 1226499 | 6 | 09/18/2000 | Customer Dispute | Award / Judgment | $30,945.60 | $0.00 | See FINRA Report |
| Robert D Wong | 2508357 | 3 | 06/20/1996 | Customer Dispute | Award / Judgment | $225.00 | $112.50 | See FINRA Report |
| Alan Frank Pacella | 1689031 | 2 | 12/12/1991 | Customer Dispute | Award / Judgment | $67,000.00 | $15,704.80 | See FINRA Report |
| Keith John Yonkers | 1059819 | 2 | 10/17/1990 | Customer Dispute | Award / Judgment | $5,788.71 | $5,788.71 | See FINRA Report |