Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Baer | 1663820 | 2 | 07/22/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra L Biosca | 4584010 | 3 | 06/25/2024 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Enrique Lopez | 2209385 | 5 | 05/02/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Debra L Biosca | 4584010 | 3 | 03/07/2024 | Customer Dispute | Pending | $34,000,000.00 | $0.00 | See FINRA Report |
| Debra L Biosca | 4584010 | 3 | 02/29/2024 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Javier F Reyes Colon | 3014365 | 2 | 01/08/2024 | Customer Dispute | Pending | $15,000,000.00 | $0.00 | See FINRA Report |
| Jeffery Larry Akers | 4276796 | 2 | 09/08/2023 | Customer Dispute | Settled | $25,542.90 | $0.00 | See FINRA Report |
| Michael Alexander Kearney | 5369140 | 3 | 06/05/2023 | Customer Dispute | Denied | $16,638.30 | $0.00 | See FINRA Report |
| Tyler James Holloway | 6911707 | 1 | 09/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Wheeler | 1107381 | 1 | 08/29/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |