Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adam Johnson | 7903208 | 2 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Adam Johnson | 7903208 | 2 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth Lepore | 1356913 | 1 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nelson Clifford Baxley | 6159341 | 1 | 08/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Allen Kraft | 4372382 | 1 | 06/03/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Joe Kaufman | 4141454 | 1 | 12/15/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |