Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Andrew Marton | 7129226 | 2 | 08/29/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Hopkins Allen | 2312702 | 3 | 08/11/2005 | Customer Dispute | Settled | $143,355.00 | $0.00 | See FINRA Report |
| Marcus Sturdivant | 7829988 | 1 | 08/14/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Hopkins Allen | 2312702 | 3 | 05/08/2003 | Customer Dispute | Denied | $33,892.00 | $0.00 | See FINRA Report |
| David Hopkins Allen | 2312702 | 3 | 04/21/2003 | Customer Dispute | Settled | $30,647.00 | $0.00 | See FINRA Report |