Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian Andrews Peters | 5408713 | 3 | 05/25/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Andrews Peters | 5408713 | 3 | 05/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ian Andrews Peters | 5408713 | 3 | 05/24/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dominick J Buser | 7879372 | 1 | 08/30/2022 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nicholas Mangino | 7553257 | 1 | 05/04/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Andrew Marton | 7129226 | 2 | 02/04/2021 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trenton Thomas Barrett | 7689597 | 1 | 10/01/2017 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Kurt Mickool | 2606335 | 2 | 08/21/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Kurt Mickool | 2606335 | 2 | 06/16/2014 | Customer Dispute | Denied | $60,000.00 | $0.00 | See FINRA Report |
| Tyler Twitchell | 7934128 | 1 | 01/17/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |