Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Randie Jill Sanford | 2079890 | 6 | 03/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeannan Castleberry Brewer | 4053759 | 4 | 11/17/2009 | Customer Dispute | Denied | $18,403.00 | $0.00 | See FINRA Report |
| Henry Joseph O'Brien | 1158552 | 5 | 08/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Henry Joseph O'Brien | 1158552 | 5 | 08/12/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Randie Jill Sanford | 2079890 | 6 | 05/06/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James Anthony Parrish | 4623703 | 3 | 03/16/2009 | Customer Dispute | Closed-No Action | $248,428.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 11/03/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| John Dwight Brewer | 1017982 | 2 | 10/20/2008 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 10/13/2008 | Customer Dispute | Closed-No Action | $70,843.10 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 08/15/2008 | Customer Dispute | Settled | $8,489.00 | $0.00 | See FINRA Report |