Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven George Collins | 1587182 | 8 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Randie Jill Sanford | 2079890 | 6 | 12/06/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Anthony Parrish | 4623703 | 3 | 11/04/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Randie Jill Sanford | 2079890 | 6 | 10/29/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Douglas E Dort | 2892471 | 1 | 09/21/2010 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |
| Henry Joseph O'Brien | 1158552 | 5 | 08/31/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Dwight Brewer | 1017982 | 2 | 06/21/2010 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Randie Jill Sanford | 2079890 | 6 | 06/10/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Muratore | 4852412 | 9 | 06/09/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 03/17/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |