Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Seth Mayer | 4034321 | 10 | 03/17/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard S Siminou | 5605796 | 5 | 11/10/2016 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Douglas Blake Solinsky | 4715268 | 8 | 07/08/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 06/06/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Douglas Blake Solinsky | 4715268 | 8 | 04/22/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher S Brown | 5859612 | 1 | 03/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Regina Luisa Faison | 2197915 | 1 | 09/29/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 03/30/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |