Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Thomas Bashaw | 4922569 | 1 | 07/14/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Conrad Kenneth Branson | 2939162 | 2 | 04/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Norman Bliss | 4463782 | 1 | 03/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Muratore | 4852412 | 9 | 08/20/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lacey E Buteyn | 4420482 | 2 | 07/15/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael Muratore | 4852412 | 9 | 04/30/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Cynthia A Pulver | 2679744 | 3 | 12/28/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bradley Seth Mayer | 4034321 | 10 | 12/28/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cynthia A Pulver | 2679744 | 3 | 12/19/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew J Nielsen | 2762423 | 7 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |