Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael Muratore | 4852412 | 9 | 03/18/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Daniel M King | 5954543 | 5 | 03/01/2022 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Bradley Seth Mayer | 4034321 | 10 | 01/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Bradley Seth Mayer | 4034321 | 10 | 12/27/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Matthew J Nielsen | 2762423 | 7 | 08/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Douglas Blake Solinsky | 4715268 | 8 | 07/13/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Blake Ryan Fowler | 6488551 | 1 | 05/26/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Muratore | 4852412 | 9 | 02/04/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael Muratore | 4852412 | 9 | 02/03/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Alexander Jones | 5835712 | 1 | 12/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |