Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard S Siminou | 5605796 | 5 | 05/11/2023 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 04/14/2023 | Customer Dispute | Settled | $499,999.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 12/29/2022 | Customer Dispute | Settled | $550,000.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 11/11/2022 | Customer Dispute | Withdrawn | $95,625.00 | $0.00 | See FINRA Report |
| Conrad Kenneth Branson | 2939162 | 2 | 08/23/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Seth Waltman | 4681412 | 2 | 07/14/2022 | Customer Dispute | Pending | $318,168.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 07/06/2022 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Michael Muratore | 4852412 | 9 | 05/17/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Muratore | 4852412 | 9 | 04/14/2022 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Muratore | 4852412 | 9 | 04/14/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |