Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Muratore | 4852412 | 9 | 08/20/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Frank John Pasquale | 5296369 | 1 | 03/23/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 01/02/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Krishna Chaitanya Grandi | 5511980 | 1 | 03/23/2017 | Customer Dispute | Settled | $192,000.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |
| Douglas Blake Solinsky | 4715268 | 8 | 04/22/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Seth Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Matthew J Nielsen | 2762423 | 7 | 11/11/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 08/15/2008 | Customer Dispute | Settled | $8,489.00 | $0.00 | See FINRA Report |