Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Jones | 5835712 | 1 | 12/18/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 09/27/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Seth Mayer | 4034321 | 10 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Randie Jill Sanford | 2079890 | 6 | 12/06/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edwards Grimm | 2702276 | 3 | 02/06/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Edwards Grimm | 2702276 | 3 | 12/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald Patrick Skinner | 1448818 | 2 | 01/23/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |