Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher S Brown | 5859612 | 1 | 03/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Regina Luisa Faison | 2197915 | 1 | 09/29/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason Parker | 4608025 | 1 | 12/10/2014 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Jeannan Castleberry Brewer | 4053759 | 4 | 07/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| James Anthony Parrish | 4623703 | 3 | 11/04/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Jeannan Castleberry Brewer | 4053759 | 4 | 11/17/2009 | Customer Dispute | Denied | $18,403.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 11/03/2008 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |
| Cynthia A Pulver | 2679744 | 3 | 07/11/2006 | Customer Dispute | Denied | $13,500.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 07/26/2005 | Customer Dispute | Denied | $22,653.50 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/03/2004 | Customer Dispute | Denied | $14,678.70 | $0.00 | See FINRA Report |