Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Blake Solinsky | 4715268 | 8 | 04/22/2016 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Christopher S Brown | 5859612 | 1 | 03/11/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Regina Luisa Faison | 2197915 | 1 | 09/29/2015 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Jason Parker | 4608025 | 1 | 12/10/2014 | Customer Dispute | Denied | $7,600.00 | $0.00 | See FINRA Report |
| Seth Waltman | 4681412 | 2 | 12/08/2014 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Jeannan Castleberry Brewer | 4053759 | 4 | 07/05/2012 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew J Nielsen | 2762423 | 7 | 11/11/2011 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Steven George Collins | 1587182 | 8 | 05/31/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James Anthony Parrish | 4623703 | 3 | 11/04/2010 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| Douglas E Dort | 2892471 | 1 | 09/21/2010 | Customer Dispute | Closed-No Action | $20,000.00 | $0.00 | See FINRA Report |