Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyler Thomas Bashaw | 4922569 | 1 | 07/14/2020 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Conrad Kenneth Branson | 2939162 | 2 | 04/14/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Norman Bliss | 4463782 | 1 | 03/06/2020 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Muratore | 4852412 | 9 | 08/20/2019 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Lacey E Buteyn | 4420482 | 2 | 07/15/2019 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Frank John Pasquale | 5296369 | 1 | 03/23/2018 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Gregory John Richards | 1339012 | 7 | 01/02/2018 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Krishna Chaitanya Grandi | 5511980 | 1 | 03/23/2017 | Customer Dispute | Settled | $192,000.00 | $0.00 | See FINRA Report |
| Richard S Siminou | 5605796 | 5 | 11/10/2016 | Customer Dispute | Closed-No Action | $12,000.00 | $0.00 | See FINRA Report |
| Daniel M King | 5954543 | 5 | 07/11/2016 | Customer Dispute | Settled | $80,000.00 | $0.00 | See FINRA Report |