Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven Joseph Vander Velde | 5493806 | 2 | 04/16/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Matthew Keith Nelson | 4050793 | 6 | 08/10/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Richard Rodney Laing | 3140952 | 1 | 12/06/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Scott Duncan | 1885913 | 1 | 11/20/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Ray Burns | 1521464 | 1 | 07/26/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |