Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Darren Scott Watson | 2665603 | 1 | 08/05/2004 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Scott W Liggett | 5132168 | 1 | 07/01/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Keith Nelson | 4050793 | 6 | 06/25/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott James Colangelo | 2699803 | 2 | 04/28/2004 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Samir Chunilal Thakkar | 1839047 | 2 | 03/10/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Elmer Robert Branch | 2751881 | 3 | 03/10/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Samir Chunilal Thakkar | 1839047 | 2 | 03/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Elmer Robert Branch | 2751881 | 3 | 03/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Bryan Eric Schuenemann | 4634242 | 2 | 02/20/2004 | Customer Dispute | Settled | $7,471.43 | $0.00 | See FINRA Report |
| Joe Don Hildebrand | 3106548 | 2 | 07/02/2003 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |