Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karin Lynn Tyson | 2595734 | 2 | 03/07/2011 | Customer Dispute | Settled | $6,870,000.00 | $0.00 | See FINRA Report |
| Mark Thomas Hogan | 3194646 | 8 | 02/23/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Garth James Lurvey | 4729301 | 4 | 01/20/2011 | Customer Dispute | Denied | $5,554.92 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 06/18/2010 | Customer Dispute | Denied | $5,849.00 | $0.00 | See FINRA Report |
| Terri Lynn Lewis | 1573037 | 3 | 06/11/2010 | Customer Dispute | Denied | $10,737.80 | $0.00 | See FINRA Report |
| Michael James Del Re | 64761 | 1 | 02/09/2010 | Customer Dispute | Settled | $208,964.00 | $0.00 | See FINRA Report |
| Mark Thomas Hogan | 3194646 | 8 | 01/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tim David Hakes | 2399374 | 4 | 01/28/2010 | Customer Dispute | Settled | $57,448.00 | $0.00 | See FINRA Report |
| Bryan Eric Schuenemann | 4634242 | 2 | 10/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen Matthew Brown | 4818562 | 1 | 08/07/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |