Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Joseph Cicali | 2371993 | 1 | 05/06/2008 | Customer Dispute | Denied | $12,607.00 | $0.00 | See FINRA Report |
| Matthew Keith Nelson | 4050793 | 6 | 01/09/2008 | Customer Dispute | Denied | $14,655.90 | $0.00 | See FINRA Report |
| Terri Lynn Lewis | 1573037 | 3 | 01/09/2008 | Customer Dispute | Denied | $14,655.90 | $0.00 | See FINRA Report |
| Karin Lynn Tyson | 2595734 | 2 | 07/18/2005 | Customer Dispute | Denied | $27,000.00 | $0.00 | See FINRA Report |
| Darren Scott Watson | 2665603 | 1 | 08/05/2004 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Scott James Colangelo | 2699803 | 2 | 04/28/2004 | Customer Dispute | Settled | $240,000.00 | $0.00 | See FINRA Report |
| Samir Chunilal Thakkar | 1839047 | 2 | 03/10/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Elmer Robert Branch | 2751881 | 3 | 03/10/2004 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Samir Chunilal Thakkar | 1839047 | 2 | 03/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Elmer Robert Branch | 2751881 | 3 | 03/02/2004 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |