Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karin Lynn Tyson | 2595734 | 2 | 03/07/2011 | Customer Dispute | Settled | $6,870,000.00 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 01/20/2011 | Customer Dispute | Denied | $5,554.92 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 06/18/2010 | Customer Dispute | Denied | $5,849.00 | $0.00 | See FINRA Report |
| Terri Lynn Lewis | 1573037 | 3 | 06/11/2010 | Customer Dispute | Denied | $10,737.80 | $0.00 | See FINRA Report |
| Michael James Del Re | 64761 | 1 | 02/09/2010 | Customer Dispute | Settled | $208,964.00 | $0.00 | See FINRA Report |
| Tim David Hakes | 2399374 | 4 | 01/28/2010 | Customer Dispute | Settled | $57,448.00 | $0.00 | See FINRA Report |
| Bryan Eric Schuenemann | 4634242 | 2 | 10/14/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dawn Elizabeth Kiesow Potts | 2629627 | 1 | 01/08/2009 | Customer Dispute | Denied | $66,121.10 | $0.00 | See FINRA Report |
| Mark Andrew Giesting | 4590149 | 1 | 12/18/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Elmer Robert Branch | 2751881 | 3 | 11/14/2008 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |