Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey A Lahr | 4751717 | 1 | 12/04/2020 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Richard Norman Murray | 2398820 | 4 | 11/20/2019 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Clint N Nelson | 5391135 | 1 | 06/12/2019 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| James May | 4652224 | 1 | 06/12/2018 | Customer Dispute | Denied | $32,500.00 | $0.00 | See FINRA Report |
| Thomas Benjiman Carreras | 1815164 | 1 | 09/30/2016 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Garth James Lurvey | 4729301 | 4 | 03/18/2014 | Customer Dispute | Settled | $12,156.40 | $0.00 | See FINRA Report |
| Leonard Richard Simpson | 1755726 | 1 | 09/09/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Richard Michael Parry | 1902176 | 2 | 07/23/2013 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Howard James Buck | 1541938 | 2 | 04/27/2012 | Customer Dispute | Denied | $23,700.00 | $0.00 | See FINRA Report |
| Matthew Keith Nelson | 4050793 | 6 | 12/02/2011 | Customer Dispute | Denied | $57,655.90 | $0.00 | See FINRA Report |