Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bradley Christopher Lawing | 4986486 | 11 | 09/18/2015 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Bradley Christopher Lawing | 4986486 | 11 | 09/09/2015 | Customer Dispute | Denied | $200,000.00 | $0.00 | See FINRA Report |
| Brett Eugene Nelson | 6216179 | 2 | 02/26/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Eugene Nelson | 6216179 | 2 | 09/10/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kerry Lee Lawing | 1232996 | 1 | 08/04/2004 | Customer Dispute | Award / Judgment | $1,000,000.00 | $0.00 | See FINRA Report |
| Gary Randall Bratton | 2007991 | 1 | 05/26/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |