Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Andrew Larralde | 6706572 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Kevin Harm | 2888903 | 1 | 03/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Dianne Learfield | 6569745 | 1 | 03/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Njambi Purdy Hooks | 5654325 | 1 | 03/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ronald Joseph Harris | 7606690 | 2 | 03/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rosa Linda Mickelson | 7036690 | 1 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Hipolito Barbosa | 5229535 | 2 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deren Andre Reid | 4529155 | 1 | 02/28/2016 | Customer Dispute | Denied | $100,000.00 | $0.00 | See FINRA Report |
| Rachelle-Marie Frances Makara | 6980823 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher William Rilling | 4257811 | 1 | 02/25/2016 | Customer Dispute | Denied | $44,258.00 | $0.00 | See FINRA Report |