Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nelcineia S Fortes | 6734098 | 2 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Hyames Fasano | 6978368 | 3 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Leigh Sellwood | 5580214 | 1 | 03/30/2016 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Alberto Verdi | 5577594 | 1 | 03/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Reynaldo Quintana Lucero | 6400477 | 1 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gezim Kello | 6942855 | 1 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Wilson Johnson | 4935301 | 3 | 03/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Franzella | 5697004 | 1 | 03/25/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ashley Bove | 6766853 | 8 | 03/24/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| James A Myers | 5383978 | 1 | 03/21/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |