Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Gene Gibson | 4423740 | 3 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Gene Gibson | 4423740 | 3 | 04/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Williams | 7698008 | 1 | 04/12/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kate Susan George Field | 6579040 | 1 | 04/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith John Richardson | 4245753 | 1 | 04/10/2016 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| David Anthony Passanisi | 2551160 | 1 | 04/06/2016 | Customer Dispute | Denied | $116,745.00 | $0.00 | See FINRA Report |
| Jeffry Lane Drifmeyer | 6025704 | 2 | 04/06/2016 | Customer Dispute | Denied | $27,215.00 | $0.00 | See FINRA Report |
| Alex Brandon Farrar | 6641970 | 3 | 04/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Doughty | 6067549 | 1 | 04/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 04/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |