Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Anthony Lee Jones | 7587312 | 2 | 05/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Hillman | 5222729 | 7 | 05/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John J Boyle | 5705718 | 1 | 04/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Claro | 5410909 | 1 | 04/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Maul | 5903898 | 2 | 04/28/2016 | Customer Dispute | Denied | $7,050.00 | $0.00 | See FINRA Report |
| Thomas Keith Skeen | 7003269 | 2 | 04/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Keith Skeen | 7003269 | 2 | 04/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie Catherine Lavelle | 4215827 | 2 | 04/18/2016 | Customer Dispute | Denied | $18,000.00 | $0.00 | See FINRA Report |
| David Brian Whitfield | 4123308 | 2 | 04/15/2016 | Customer Dispute | Denied | $12,000.00 | $0.00 | See FINRA Report |
| Meena Guirguis | 7518598 | 2 | 04/14/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |