Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chase David McPherson | 6372059 | 1 | 06/09/2016 | Customer Dispute | Settled | $10,870.00 | $0.00 | See FINRA Report |
| Phillip Robert Deboalt | 4407474 | 1 | 06/09/2016 | Customer Dispute | Denied | $5,239.19 | $0.00 | See FINRA Report |
| Richard Grey Fabrega | 6697279 | 1 | 06/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon James Goodwin | 4922252 | 2 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon James Goodwin | 4922252 | 2 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Moshier | 5349058 | 3 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathon Young Lee | 6117165 | 1 | 06/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyson John Wood | 5083920 | 1 | 06/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Hill-Millar | 1749429 | 3 | 05/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Luis Castillo | 5500489 | 2 | 05/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |