Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kendra Elaine Gooden | 7321191 | 1 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Hillman | 5222729 | 7 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Hillman | 5222729 | 7 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick John Hillman | 5222729 | 7 | 08/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tyler Anthony Suarez | 5389987 | 11 | 07/13/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica Marie Vera | 6977231 | 5 | 07/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan R Calloway | 4690730 | 2 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nathan R Calloway | 4690730 | 2 | 07/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Malcolm Wallis | 5037949 | 1 | 07/07/2016 | Customer Dispute | Denied | $8,000.00 | $0.00 | See FINRA Report |
| Sammy Junito Carrasquillo | 5084216 | 2 | 07/05/2016 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |