Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Salal Mustafa Shaikh | 7563749 | 6 | 05/12/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jesus Saul Coronel Garcia | 6988211 | 1 | 05/11/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Salal Mustafa Shaikh | 7563749 | 6 | 05/01/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Josefina Orea | 4589803 | 1 | 04/28/2023 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Saralyn Scaldini | 4944126 | 2 | 04/24/2023 | Customer Dispute | Settled | $3,000,000.00 | $0.00 | See FINRA Report |
| Justin Taylor White | 4789627 | 1 | 04/23/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |
| John Aphrem Bassmaji | 6448660 | 1 | 04/21/2023 | Customer Dispute | Settled | $150,000.00 | $0.00 | See FINRA Report |
| Matiias Denmon | 7073251 | 2 | 04/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rai-Leigh Alex Grant | 7344023 | 3 | 04/12/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adam Thies | 7172941 | 1 | 04/11/2023 | Customer Dispute | Denied | $25,000.00 | $0.00 | See FINRA Report |