Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Elizabeth Ann Lourido | 6504651 | 1 | 10/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jarvis David Hall | 6081847 | 1 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mykel Allen Demel | 6903869 | 1 | 10/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kemon D Neal | 6020260 | 1 | 09/29/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Diego Daniel Ibarra | 6902806 | 1 | 09/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason John Scott | 6552985 | 3 | 09/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunter L Martinez | 7372556 | 1 | 09/24/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Guy Kelly | 5334489 | 1 | 09/23/2016 | Customer Dispute | Denied | $12,500.00 | $0.00 | See FINRA Report |
| Louis Michael Bruno | 3203251 | 1 | 09/20/2016 | Customer Dispute | Settled | $459,236.00 | $0.00 | See FINRA Report |
| Christopher Ernest Gatto | 4511273 | 3 | 09/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |