Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph M Allen | 2827240 | 2 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marion Jay Tucker | 3257887 | 2 | 12/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Burthay | 5625112 | 2 | 12/01/2016 | Customer Dispute | Settled | $37,574.60 | $0.00 | See FINRA Report |
| Christopher Kim | 6760041 | 2 | 11/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angelica Patricia Carbajal | 5813406 | 1 | 11/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Alan Mouser | 3070116 | 2 | 11/22/2016 | Customer Dispute | Denied | $18,816.90 | $0.00 | See FINRA Report |
| Jason Anthony Haboush | 3108809 | 1 | 11/21/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Aaron Karvoris Standberry | 7441719 | 3 | 11/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Milton McClain | 7452402 | 2 | 11/17/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Christopher Royse | 7265814 | 2 | 11/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |