Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tara Selkov Klimes | 4146572 | 4 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Bove | 6766853 | 8 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorey Blake | 4561292 | 1 | 12/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Karvoris Standberry | 7441719 | 3 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Elizabeth Mattice | 6841936 | 6 | 12/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sunam Dhakal | 7053686 | 2 | 12/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Jason Aulicino | 4943493 | 2 | 12/27/2016 | Customer Dispute | Denied | $48,000.00 | $0.00 | See FINRA Report |
| Scottie Bernell Ringer | 2405062 | 2 | 12/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Kim | 6760041 | 2 | 12/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luke Fleron Morris | 5614976 | 1 | 12/21/2016 | Customer Dispute | Denied | $53,000.00 | $0.00 | See FINRA Report |