Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ashley Bove | 6766853 | 8 | 02/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mariam Elaine Morris | 7053152 | 1 | 01/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Ashton Day | 7177700 | 1 | 01/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Douglas Boothroyd | 5130463 | 2 | 01/19/2017 | Customer Dispute | Award / Judgment | $31,000.00 | $21,774.70 | See FINRA Report |
| Amber Rose Melvin | 7166987 | 2 | 01/12/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Terri Shaw Whobrey | 7111131 | 1 | 01/09/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joao Arruda Neto | 7365752 | 1 | 01/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aaron Troy Williams | 4773400 | 2 | 01/03/2017 | Customer Dispute | Closed-No Action | $3,000.00 | $0.00 | See FINRA Report |
| Sunam Dhakal | 7053686 | 2 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tara Selkov Klimes | 4146572 | 4 | 01/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |