Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Elizabeth Mattice | 6841936 | 6 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Edmund Fry | 5015452 | 2 | 03/23/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alec Mohamed Bouria | 6440040 | 1 | 03/20/2017 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Robert Edmund Fry | 5015452 | 2 | 03/16/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Joseph Muschitiello | 2888928 | 1 | 03/15/2017 | Customer Dispute | Denied | $6,000.00 | $0.00 | See FINRA Report |
| Mariah Alexandra Matteoli | 7316213 | 1 | 03/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Elba Miller | 4805200 | 2 | 03/10/2017 | Customer Dispute | Denied | $51,500.00 | $0.00 | See FINRA Report |
| Terrence Paul Wassel | 3031118 | 2 | 03/09/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Hill-Millar | 1749429 | 3 | 03/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Gerald Liguori | 5754265 | 1 | 03/07/2017 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |